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Title details for The Law of Securities Regulation by Thomas Lee Hazen - Available

The Law of Securities Regulation

by Thomas Lee Hazen
ebook
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This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.

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Series: Hornbook Publisher: West Academic Publishing Edition: 8

OverDrive Read

  • ISBN: 9781642424096
  • Release date: December 11, 2020

EPUB ebook

  • ISBN: 9781642424096
  • File size: 1687 KB
  • Release date: December 11, 2020

Formats

OverDrive Read
EPUB ebook

subjects

Law Nonfiction

Languages

English

This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.

Expand title description text
Law Nonfiction